Financial Services Regulatory

Every day, your team tracks market and regulatory changes to help you make business decisions. Keeping up with regulatory system changes around the world can be a fulltime job. You watch for and react to regulatory developments across wholesale markets, funds regulation, ESG, use of data and cybersecurity and fintech and payments. Regulatory intervention, investigations and enforcement matters have also become increasingly cross-border. You need advisors that can advise on multijurisdictional issues across your business.

Our Financial Services Regulatory practice advises global financial institutions and companies that offer financial products. We handle the most complex and high value regulatory, risk management and compliance issues around the world. Our experience includes US and EU financial services legislation and UK divergence and approaches driven by the Financial Stability Board, the Bank of International Settlements, IOSCO and the International Association of Insurance Supervisors.

We help you assess regulatory issues affecting the viability of your institution and your investments, anti-money laundering compliance, board governance and senior executive responsibilities, and investigations and enforcement actions. We help clients handle regulatory processes for group reorganizations, asset transfers and matters affecting insurers, non-bank lenders and other financial institutions. We assist with the regulatory requirements in matters including the recovery and resolution of financial institutions.

Our close connections with regulators in the US, Europe and around the world allow us to help you stay connected and informed. Our team includes financial regulatory lawyers with significant experience from both in-house roles and working for regulatory bodies. We regularly advise and assist regulatory bodies and financial market infrastructure clients.