Meg Carey advises asset management and financial institutional clients on a wide range of complex legal, regulatory, and compliance matters.
Meg draws on more than a decade of both public and private sector experience to provide advice to her clients on a broad range of matters including:
Structuring and operating exempt and registered investment advisers
Investment funds, including fund formations and restructurings, GP-led secondary transactions, management team spin-outs, and minority stake investments
SEC examinations and enforcement referrals and investigations
Regulatory compliance
M&A and restructuring transactions involving asset managers and broker-dealers
Meg previously served as special counsel at a large U.S. law firm and worked as in-house counsel for a large private equity firm. Meg began her career at the US Securities and Exchange Commission Division of Examinations Office of Chief Counsel where she advised on a broad range of matters involving investment advisers, investment funds, and broker-dealers.